Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds
Advanced Search
Select up to three search categories and corresponding keywords using the fields to the right. Refer to the Help section for more detailed instructions.

Search our Collections & Repository

For very narrow results

When looking for a specific result

Best used for discovery & interchangable words

Recommended to be used in conjunction with other fields

Dates

to

Document Data
Library
People
Clear All
Clear All

For additional assistance using the Custom Query please check out our Help Page

Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds

Filetype[PDF-435.33 KB]



Details:

  • Publisher's site:
  • Corporate Authors:
  • Content Notes:
    Table 1: BD Count, Assets and Holdings by Affiliation (Pg 35016)
  • Dataset Download URL:
  • Format:
  • Release Date:
    07/22/2019
  • Update Date:
    08/06/2019
  • Agencies Involved:
    Federal Deposit Insurance Corporation (FDIC);Office of the Comptroller of the Currency (OCC);Board of Governors of the Federal Reserve System;Commodity Futures Trading Commission (CFTC);U.S. Securities and Exchange Commission (SEC);
  • Law Involved:
    Bank Holding Company Act;Economic Growth, Regulatory Relief, and Consumer Protection Act (EGRRCPA);
  • Related Regulation:
    12 CFR Part 44;12 CFR Part 248;17 CFR Part 75;17 CFR Part 255;Volcker Rule;
  • Source:
    FDIC Website/GovInfo
  • Effective Date:
    8/6/2019
  • Federal Register Citation Number:
    84 FR 35008
  • CFR Number:
    12 CFR Part 351
  • RIN Indentifier:
    RIN 1557–AE47;RIN 7100–AF33;RIN 3064–AE88;RIN 3038–AE72;RIN 3235–AM43;
  • Other Agency Docket IDs:
    Docket ID OCC–2018–0029;Docket No. R–1643;Release no. BHCA–6; File no. S7–30–18;
  • Main Document Checksum:
  • Download URL:
  • File Type:

Supporting Files

  • No Additional Files
More +

Related Documents

You May Also Like

Checkout today's featured content at archive.fdic.gov

Version 3.27.1