Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds
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Revisions to Prohibitions and Restrictions on Proprietary Trading and Certain Interests In, and Relationships With, Hedge Funds and Private Equity Funds

Filetype[PDF-435.33 KB]



Details:

  • Publisher's site:
  • Content Notes:
    Table 1: BD Count, Assets and Holdings by Affiliation (Pg 35016)
  • Format:
  • Release Date:
    07/22/2019
  • Update Date:
    08/06/2019
  • Agencies Involved:
    Federal Deposit Insurance Corporation (FDIC);Office of the Comptroller of the Currency (OCC);Board of Governors of the Federal Reserve System;Commodity Futures Trading Commission (CFTC);U.S. Securities and Exchange Commission (SEC);
  • Law Involved:
    Bank Holding Company Act;Economic Growth, Regulatory Relief, and Consumer Protection Act (EGRRCPA);
  • Related Regulation:
    12 CFR Part 44;12 CFR Part 248;17 CFR Part 75;17 CFR Part 255;Volcker Rule;
  • Source:
    FDIC Website/GovInfo
  • Effective Date:
    8/6/2019
  • Federal Register Citation Number:
    84 FR 35008
  • CFR Number:
    12 CFR Part 351
  • RIN Indentifier:
    RIN 1557–AE47;RIN 7100–AF33;RIN 3064–AE88;RIN 3038–AE72;RIN 3235–AM43;
  • Other Agency Docket IDs:
    Docket ID OCC–2018–0029;Docket No. R–1643;Release no. BHCA–6; File no. S7–30–18;
  • Main Document Checksum:
  • File Type:

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