Proposed Collection; Comment Request
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Proposed Collection; Comment Request

Filetype[PDF-3.28 MB]


  • Publisher's site:
  • Corporate Authors:
  • Content Notes:
    Information collection system title: (MA)--Financial Institutions Securities Qualifications Forms


    Form SB (Pg 68843-68854)

    Form SBW (Pg 68855-68858)

    Form U-4B (Pg 68859-68880)

    Form U-5B (Pg 68881-68891)

  • Dataset Download URL:
  • Format:
  • Release Date:
  • Agencies Involved:
    Federal Deposit Insurance Corporation (FDIC);Office of the Comptroller of the Currency (OCC);Board of Governors of the Federal Reserve System;Office of Management and Budget (OMB);
  • Law Involved:
    Paperwork Reduction Act of 1995;Securities Exchange Act of 1934;
  • Other Institutions Involved:
    National Association of Securities Dealers, Inc. (NASD)
  • Related Regulation:
    12 CFR Part 261.8(a);12 CFR Part 12;12 CFR Part 208;
  • Comment Period End Date:
  • Source:
    FDIC Website/GovInfo
  • Federal Register Citation Number:
    61 FR 68841
  • CFR Number:
    12 CFR Part 342
  • Form Number:
    Form SB;Form SBW;Form U-4B;Form U-5B;
  • Main Document Checksum:
  • Download URL:
  • File Type:

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