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i

Proposed Collection; Comment Request



Details

  • Publisher's site:
  • Corporate Authors:
  • Content Notes:
    Information collection system title: (MA)--Financial Institutions Securities Qualifications Forms

    Forms:

    Form SB (Pg 68843-68854)

    Form SBW (Pg 68855-68858)

    Form U-4B (Pg 68859-68880)

    Form U-5B (Pg 68881-68891)

  • Dataset Download URL:
  • Format:
  • Release Date:
    12/30/1996
  • Agencies Involved:
    Federal Deposit Insurance Corporation (FDIC) ; Office of the Comptroller of the Currency (OCC) ; Board of Governors of the Federal Reserve System ; Office of Management and Budget (OMB)
  • Law Involved:
    Paperwork Reduction Act of 1995 ; Securities Exchange Act of 1934
  • Other Institutions Involved:
    National Association of Securities Dealers, Inc. (NASD)
  • Related Regulation:
    12 CFR Part 261.8(a) ; 12 CFR Part 12 ; 12 CFR Part 208
  • Comment Period End Date:
    02/28/1996
  • Source:
    FDIC Website/GovInfo
  • Federal Register Citation Number:
    61 FR 68841
  • CFR Number:
    12 CFR Part 342
  • Form Number:
    Form SB ; Form SBW ; Form U-4B ; Form U-5B
  • Main Document Checksum:
    urn:sha256:8ccdcd76ec9feb8ea891475ba2ddbf15765cae5c796cd3b9bb760ee106d1762e
  • Download URL:
  • File Type:
    Filetype[PDF - 3.28 MB ]
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