Qualification Requirements for Transactions in Certain Securities

Details

• Publisher's site:
  https://www.govinfo.gov/
• Corporate Authors:
  Federal Deposit Insurance Corporation (FDIC)
• Content Notes:
  Cites FIL-9-94 and FIL-61-95
  
  Cites 61 FR 18470
  
  
• Dataset Download URL:
  https://www.govinfo.gov/content/pkg/FR-1996-12-30/pdf/96-32326.pdf
• Format:
  PDF
• Release Date:
  12/30/1996
• Agencies Involved:
  Federal Deposit Insurance Corporation (FDIC) ; Office of the Comptroller of the Currency (OCC) ; Board of Governors of the Federal Reserve System ; Office of Thrift Supervision (OTS) ; U.S. Securities and Exchange Commission (SEC) ; General Accounting Office (GAO) ; Municipal Securities Rulemaking Board (MSRB) ; Office of Management and Budget (OMB)
• Law Involved:
  Securities Exchange Act of 1934 ; Federal Deposit Insurance Act (FDI Act) ; Regulatory Flexibility Act (RFA) ; Paperwork Reduction Act of 1995 ; Unfunded Mandates Reform Act of 1995
• Other Institutions Involved:
  National Association of Securities Dealers (NASD) ; New York Stock Exchange, Inc. (NYSE)
• Related Regulation:
  12 CFR Part 12 ; 12 CFR Parts 208, 211 ; Exec. Order 12866
• Related Legal Case:
  Independent Bankers Association v. Heimann, 613 F.2d 1164, 1168-69 (D.C. Cir. 1979), cert. denied, 449 U.S. 823 ; National Petroleum Refiners Assoc. v. FTC, 482 F.2d 672, 680-81 (D.C. Cir. 1973), cert. denied, 415 U.S. 951 (1973)
• Comment Period End Date:
  02/28/1997
• Source:
  FDIC Website/GovInfo
• Federal Register Citation Number:
  61 FR 68824
• CFR Number:
  12 CFR Part 342
• Form Number:
  Form SB ; Form SBW ; Form U-4B ; Form U-5B
• OMB Number:
  1557-0142 ; 7100-0282
• RIN Indentifier:
  RIN 3064-AB85 ; RIN 1557-AB42
• Other Agency Docket IDs:
  Docket No. 96-29 ; Docket No. R-0950
• Main Document Checksum:
  urn:sha256:6c47b87d05be5ab533c0b625580fc3bbac411cd1461549a0906e322c9cef14fe
• Download URL:
  https://archive.fdic.gov/view/fdic/7824/fdic_7824_DS1.pdf
• File Type:
  [PDF - 212.67 KB ]