Recordkeeping and Confirmation Requirements for Securities Transactions

Details

• Publisher's site:
  https://www.govinfo.gov/
• Corporate Authors:
  Federal Deposit Insurance Corporation (FDIC)
• Content Notes:
  Cites 44 FR 43261, 45 FR 12777, 60 FR 7111, 60 FR 62345 (FDIC) ; Cites 44 FR 43252, 44 FR 43258, 60 FR 66517, 60 FR 66759
• Dataset Download URL:
  https://www.govinfo.gov/content/pkg/FR-1996-05-24/pdf/96-12928.pdf
• Format:
  PDF
• Release Date:
  05/24/1996
• Agencies Involved:
  Federal Deposit Insurance Corporation (FDIC) ; Office of the Comptroller of the Currency (OCC) ; Board of Governors of the Federal Reserve System ; U.S. Department of the Treasury (U.S. Treasury) ; U.S. Securities and Exchange Commission (SEC)
• Law Involved:
  Riegle Community Development and Regulatory Improvement Act of 1994 (RCDRIA or CDRI Act) ; Securities and Exchange Act of 1934 ; Government Securities Act ; Investment Company Act of 1940
• Other Institutions Involved:
  National Association of Securities Dealers (NASD)
• Related Regulation:
  SEC Rule 10b-10(a) ; SEC Rule 15c6-1 ; 17 CFR 401.3(a)
• Comment Period End Date:
  06/24/1996
• Source:
  FDIC Website/GovInfo
• Federal Register Citation Number:
  61 FR 26135
• CFR Number:
  12 CFR Part 344
• RIN Indentifier:
  RIN 3064-AB74
• Language:
  Eng
• Download URL:
  https://archive.fdic.gov/view/fdic/7766/fdic_7766_DS1.pdf
• File Type:
  [PDF - 284.59 KB]
• Collection(s):
  Federal Register Notices
• Main Document Checksum:
  urn:sha256:fdde19e3cf4cd9a51b2e1c78e35b5bfcb8c667d999f7a9ee40eabcab63e54160