Recordkeeping and Confirmation Requirements for Securities Transactions

doi:s://www.govinfo.gov/

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Recordkeeping and Confirmation Requirements for Securities Transactions

05/24/1996
Federal Register Notices

[PDF-284.59 KB]

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Details:

Publisher's site:

https://www.govinfo.gov/
Corporate Authors:

Federal Deposit Insurance Corporation (FDIC)
Content Notes:

Cites 44 FR 43261, 45 FR 12777, 60 FR 7111, 60 FR 62345 (FDIC)

Cites 44 FR 43252, 44 FR 43258, 60 FR 66517, 60 FR 66759
Dataset Download URL:

https://www.govinfo.gov/content/pkg/FR-1996-05-24/pdf/96-12928.pdf
Format:

PDF
Release Date:

05/24/1996
Agencies Involved:

Federal Deposit Insurance Corporation (FDIC);Office of the Comptroller of the Currency (OCC);Board of Governors of the Federal Reserve System;U.S. Department of the Treasury (U.S. Treasury);U.S. Securities and Exchange Commission (SEC);
Law Involved:

Riegle Community Development and Regulatory Improvement Act of 1994 (RCDRIA or CDRI Act);Securities and Exchange Act of 1934;Government Securities Act;Investment Company Act of 1940;
Other Institutions Involved:

National Association of Securities Dealers (NASD)
Related Regulation:

SEC Rule 10b-10(a);SEC Rule 15c6-1;17 CFR 401.3(a);
Comment Period End Date:

06/24/1996
Source:

FDIC Website/GovInfo
Federal Register Citation Number:

61 FR 26135
CFR Number:

12 CFR Part 344
RIN Indentifier:

RIN 3064-AB74
Main Document Checksum:

[+]

urn:sha256:fdde19e3cf4cd9a51b2e1c78e35b5bfcb8c667d999f7a9ee40eabcab63e54160
Download URL:

https://archive.fdic.gov/view/fdic/7766/fdic_7766_DS1.pdf
File Type:

No Additional Files

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Recordkeeping and Confirmation Requirements for Securities Transactions

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