Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Details

• Publisher's site:
  https://www.fdic.gov/|FDIC.gov
• Corporate Authors:
  Federal Deposit Insurance Corporation (FDIC)
• Description:
  This Federal Register contains 26 comments. The comments can be found in the Supporting Files section.
• Content Notes:
  Table 1: Broker-Dealer Count, Assets, and Holdings by Affiliation (Pg 12160-12161)
  
  Table 2: SEC-Registered Investment Advisers Advising Private Funds by Fund Type (Pg 12162)
  
  Table 3: The Number and Gross Assets of Private Funds Advised by SEC-Registered Investment Advisers (Pg 12162)
  
  
• Dataset Download URL:
  https://www.govinfo.gov/content/pkg/FR-2020-02-28/pdf/2020-02707.pdf
• Format:
  PDF
• Release Date:
  02/28/2020
• Agencies Involved:
  Federal Deposit Insurance Corporation (FDIC) ; Office of the Comptroller of the Currency (OCC) ; Board of Governors of the Federal Reserve System (The Fed) ; Commodity Futures Trading Commission (CFTC) ; U.S. Securities and Exchange Commission (SEC) ; U.S. Department of Agriculture (USDA) ; U.S. Small Business Administration (SBA) ; U.S. Department of the Treasury ; Financial Stability Oversight Council (FSOC)
• Law Involved:
  Bank Holding Company Act of 1956 ; Federal Reserve Act ; Investment Company Act of 1940 ; Community Reinvestment Act (CRA) ; Investment Advisers Act ; RBIC Advisers Relief Act of 2018 ; Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) ; Regulatory Flexibility Act (RFA) ; Unfunded Mandates Reform Act of 1995 (UMRA) ; Paperwork Reduction Act of 1995 (PRA) ; Gramm-Leach-Bliley Act ; Riegle Community Development and Regulatory Improvement Act (RCDRIA) ; Economic Growth, Regulatory Relief, and Consumer Protection Act (EGRRCPA)
• Related Regulation:
  12 CFR Part 44 ; 12 CFR Part 248 ; 17 CFR Part 75 ; 17 CFR Part 255 ; Regulation W
• Comment Period End Date:
  04/01/2020
• Source:
  FDIC Website/GovInfo
• Federal Register Citation Number:
  85 FR 12120
• CFR Number:
  12 CFR Part 351
• RIN Indentifier:
  RIN 3064–AF17
• Other Agency Docket IDs:
  Docket No. OCC–2020–0002 ; Docket No. R–1694 ; Release No. BHCA–8; File No. S7–02–20
• Main Document Checksum:
  urn:sha-512:118cf74cc38aa4891bff47c3515f3246f81d99febde102b67d1600013e7c42970c08ddf8e0aa38e8b834a53bc85d62ffee96ea3a0d8d5051097bf48bd3f23afe
• Download URL:
  https://archive.fdic.gov/view/fdic/14030/fdic_14030_DS1.pdf
• File Type:
  [PDF - 660.55 KB ]