Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act

08/31/2020
Federal Register Notices

[PDF-355.25 KB]

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Details:

Publisher's site:

https://www.fdic.gov/|FDIC.gov
Corporate Authors:

Federal Deposit Insurance Corporation (FDIC)
Dataset Download URL:

https://www.govinfo.gov/content/pkg/FR-2020-08-31/pdf/2020-16468.pdf
Format:

PDF
Release Date:

08/31/2020
Agencies Involved:

Federal Deposit Insurance Corporation (FDIC);U.S. Securities and Exchange Commission (SEC);Securities Investor Protection Corporation (SIPC);Board of Governors of the Federal Reserve System (The Fed);U.S. Department of the Treasury;U.S. Commodity Futures Trading Commission (CFTC);
Law Involved:

Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act);Securities Investor Protection Act (SIPA);Securities Exchange Act of 1934;Regulatory Flexibility Act (RFA);Gramm-Leach-Bliley Act;
Related Regulation:

17 CFR Part 302;Bankruptcy Code;17 CFR Part 190;
Source:

FDIC Website/GovInfo
Effective Date:

10/30/2020
Federal Register Citation Number:

85 FR 53645
CFR Number:

12 CFR 380
RIN Indentifier:

RIN 3064–ZA21
Other Agency Docket IDs:

Release No. 34–89394; File No. S7–02–16
Main Document Checksum:

[+]

urn:sha-512:449e53b087b044ed325fe63d491d86cd406c8ae058ab9784034ce05ab25ca6b7a6d8337cfaee07231326f3b852f5413a54ed3fce283d8d3615ead6f7d4d8b9ba
Download URL:

https://archive.fdic.gov/view/fdic/13984/fdic_13984_DS1.pdf
File Type:

No Additional Files

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Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act

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