Details:

Publisher's site:
https://www.fdic.gov/|FDIC.gov
Corporate Authors:
Federal Deposit Insurance Corporation (FDIC)
Description:
This Federal Register contains 72 comments and 19 staff disclosures. The comments can be found in the Supporting Files section.
Content Notes:
Table 1: Summary of Proposed Changes to Compliance Program Requirements (Pg 33494)

Table2: Table 1-Broker-Dealer Count, Assets and Holdings by Affiliation (Pg 33523)

Table 3: Table 2-Broker-Dealer Count, Assets and Holdings by Consolidated Trading Assets and Liabilities of the Banking Entity (Pg 33524)

Table 4: Table 3-SEC-Registered Investment Advisers Advising Private Funds by Fund Type (Pg 33524-33525)

Table 5: Table 4-The Numbers and Gross Assets of Private Funds Advised by SEC-Registered Investment Advisers (Pg 33525)

Table 6: Table 5-Broker-Dealer Assets and Holdings by Gross Trading Asset and Liability Threshold of Affiliated Banking Entities (Pg 33528)

Table 7: Table 6-Broker-Dealer Assets and Holdings by Clearing Status (Pg 33531)


Dataset Download URL:
https://www.govinfo.gov/content/pkg/FR-2018-07-17/pdf/2018-13502.pdf
Format:
PDF
Release Date:
07/17/2018
Update Date:
09/11/2018
Agencies Involved:
Federal Deposit Insurance Corporation (FDIC);Office of the Comptroller of the Currency (OCC);Board of Governors of the Federal Reserve System;Commodity Futures Trading Commission (CFTC);U.S. Securities and Exchange Commission (SEC);
Law Involved:
Bank Holding Company Act;Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act);
Related Regulation:
12 CFR Part 44;12 CFR Part 248;17 CFR Part 255;17 CFR Part 75;
Comment Period End Date:
10/17/2018
Source:
FDIC Website/GovInfo
Federal Register Citation Number:
83 FR 33432
CFR Number:
12 CFR Part 351
RIN Indentifier:
RIN 1557–AE27;RIN 7100–AF 06;RIN 3064–AE67;RIN 3235–AM10;RIN 3038–AE72;
Other Agency Docket IDs:
Docket No. OCC–2018–0010;Docket No. R–1608;Release no. BHCA–3; File no. S7–14–18;
Main Document Checksum:
[+]
urn:sha256:ac2a7861b90346907e6fcbda2966df636d6dbef4eec2e09fbbf2a73eadeb3e02
Download URL:
https://archive.fdic.gov/view/fdic/8841/fdic_8841_DS1.pdf
File Type:

Supporting Files

• 2018-proposed-revisions-to-prohibitions-proprietary-trading-3064-ae67.html

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