Foreign Broker-Dealer Securities Activities: U.S.-Affiliated Foreign Broker-Dealer Activities

doi:s://www.fdic.gov

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Retired

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Foreign Broker-Dealer Securities Activities: U.S.-Affiliated Foreign Broker-Dealer Activities

08/18/1997
Inactive Financial Institution Letters (FILs)

[PDF-982.39 KB]

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Details:

Publisher's site:

https://www.fdic.gov
Corporate Authors:

Federal Deposit Insurance Corporation (FDIC)
Subject:

[+]

Fiduciary/Asset Management
Dataset Download URL:

https://www.fdic.gov/news/inactive-financial-institution-letters/1997/fil9782.html
Format:

PDF
Release Date:

08/18/1997
Update Date:

07/16/1999
Withdrawn Date:

Not Available
Agencies Involved:

Federal Deposit Insurance Corporation (FDIC);U.S. Department of the Treasury;Securities and Exchange Commission (SEC);
Fdic Employee Involved:

Nicholas J. Ketcha Jr.
Law Involved:

Government Securities Act
Source:

FDIC Website
Memorandum To:

FDIC-Supervised Government Securities Broker-Dealers
FIL Number:

FIL-82-97
Main Document Checksum:

[+]

urn:sha256:89c93d419b4e56356690277851f17b209ed9f6a7404ba6473840fddc11ead09b
Download URL:

https://archive.fdic.gov/view/fdic/8074/fdic_8074_DS1.pdf
File Type:

SEC Letters

pdf

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