Sales Practices for Government Securities: Joint Notice of Final Rule on Government Securities Sales Practices (Part 368 of the FDIC Rules and Regulations)

doi:s://www.fdic.gov

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Retired

This Document Has Been Retired.

Sales Practices for Government Securities: Joint Notice of Final Rule on Government Securities Sales Practices (Part 368 of the FDIC Rules and Regulations)

03/21/1997
Inactive Financial Institution Letters (FILs)

[PDF-1.06 MB]

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Details:

Publisher's site:

https://www.fdic.gov
Corporate Authors:

Federal Deposit Insurance Corporation (FDIC)
Content Notes:

Cites FIL-30-96, dated 5/17/1996
Subject:

[+]

Lending / Investments
Dataset Download URL:

https://www.fdic.gov/news/financial-institution-letters/1997/fil9723.html
Format:

PDF
Release Date:

03/21/1997
Update Date:

11/13/2018
Withdrawn Date:

12/01/2018
Agencies Involved:

Federal Deposit Insurance Corporation (FDIC);Office of the Comptroller of the Currency (OCC);Board of Governors of the Federal Reserve System (The Fed);
Fdic Employee Involved:

Nicholas J. Ketcha Jr.;Keith Ligon;Kenton P. Fox;Karen L. Main;
Law Involved:

Government Securities Act Amendments of 1993
Other Institutions Involved:

National Association of Securities Dealers (NASD)
Related Regulation:

12 CFR Part 368
Source:

FDIC Website
Memorandum To:

FDIC-Supervised Banks (Commercial and Savings)
Effective Date:

07/01/1997
FIL Number:

FIL-23-97
Main Document Checksum:

[+]

urn:sha256:4e89a38ad00b2bd98cfade4c04343688e9fc4bd2d988e00ead8e4e946a9d9b51
Download URL:

https://archive.fdic.gov/view/fdic/8034/fdic_8034_DS1.pdf
File Type:

No Additional Files

More +

Retired

Sales Practices for Government Securities: Joint Notice of Final Rule on Government Securities Sales Practices (Part 368 of the FDIC Rules and Regulations)

Details:

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