Sales Practices for Government Securities: Joint Notice of Final Rule on Government Securities Sales Practices (Part 368 of the FDIC Rules and Regulations)

Details

• Publisher's site:
  https://www.fdic.gov
• Corporate Authors:
  Federal Deposit Insurance Corporation (FDIC)
• Content Notes:
  Cites FIL-30-96, dated 5/17/1996
• Subject:
  Lending / Investments
• Dataset Download URL:
  https://www.fdic.gov/news/financial-institution-letters/1997/fil9723.html
• Format:
  PDF
• Release Date:
  03/21/1997
• Update Date:
  11/13/2018
• Withdrawn Date:
  12/01/2018
• Agencies Involved:
  Federal Deposit Insurance Corporation (FDIC) ; Office of the Comptroller of the Currency (OCC) ; Board of Governors of the Federal Reserve System (The Fed)
• Fdic Employee Involved:
  Nicholas J. Ketcha Jr. ; Keith Ligon ; Kenton P. Fox ; Karen L. Main
• Law Involved:
  Government Securities Act Amendments of 1993
• Other Institutions Involved:
  National Association of Securities Dealers (NASD)
• Related Regulation:
  12 CFR Part 368
• Source:
  FDIC Website
• Memorandum To:
  FDIC-Supervised Banks (Commercial and Savings)
• Effective Date:
  07/01/1997
• FIL Number:
  FIL-23-97
• Main Document Checksum:
  urn:sha256:4e89a38ad00b2bd98cfade4c04343688e9fc4bd2d988e00ead8e4e946a9d9b51
• Download URL:
  https://archive.fdic.gov/view/fdic/8034/fdic_8034_DS1.pdf
• File Type:
  [PDF - 1.06 MB ]