Certain Securities Transactions for Bank Customers

doi:s://www.fdic.gov

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Retired

This Document Has Been Retired.

Certain Securities Transactions for Bank Customers

04/07/1995
Inactive Financial Institution Letters (FILs)

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Details:

Publisher's site:

https://www.fdic.gov
Corporate Authors:

Federal Deposit Insurance Corporation (FDIC)
Content Notes:

Attachment unavailable.
Subject:

[+]

Fiduciary/Asset Management
Dataset Download URL:

https://www.fdic.gov/news/financial-institution-letters/1995/fil9529.html
Format:

PDF
Release Date:

04/07/1995
Update Date:

07/16/1999
Withdrawn Date:

01/22/2020
Agencies Involved:

Federal Deposit Insurance Corporation (FDIC);Securities Exchange Commission (SEC);
Fdic Employee Involved:

Stanley J. Poling;Curtis Vaughn;Cris Naser;
Other Notable People Involved:

James D. McLaughlin;Kenneth A. Guenther;
Other Institutions Involved:

American Bankers Association (ABA);Independent Banks Association of America (IBAA);National Association of Securities Dealers (NASD);
Related Regulation:

Section 344.4(a)
Source:

FDIC Website
Memorandum To:

FDIC-Supervised Banks (Commercial and Savings)
FIL Number:

FIL-29-95
Main Document Checksum:

[+]

urn:sha256:786154cad59157280ef07d4f34e1cc4a767122551aa3cec61e252f55aa99a5b9
Download URL:

https://archive.fdic.gov/view/fdic/7897/fdic_7897_DS1.pdf
File Type:

[PDF-964.68 KB]

Letter

pdf