U.S. flag An official website of the United States government.
Official websites use .gov

A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS

A lock ( ) or https:// means you've safely connected to the .gov website. Share sensitive information only on official, secure websites.

!
Retired: This Document Has Been Retired.

Certain Securities Transactions for Bank Customers

Retired Supporting Files


Details

  • Publisher's site:
  • Corporate Authors:
  • Content Notes:
    Attachment unavailable.
  • Subject:
  • Dataset Download URL:
  • Format:
    PDF
  • Release Date:
    04/07/1995
  • Update Date:
    07/16/1999
  • Withdrawn Date:
    01/22/2020
  • Agencies Involved:
    Federal Deposit Insurance Corporation (FDIC) ; Securities Exchange Commission (SEC)
  • Fdic Employee Involved:
    Stanley J. Poling ; Curtis Vaughn ; Cris Naser
  • Other Notable People Involved:
    James D. McLaughlin ; Kenneth A. Guenther
  • Other Institutions Involved:
    American Bankers Association (ABA) ; Independent Banks Association of America (IBAA) ; National Association of Securities Dealers (NASD)
  • Related Regulation:
    Section 344.4(a)
  • Source:
    FDIC Website
  • Memorandum To:
    FDIC-Supervised Banks (Commercial and Savings)
  • FIL Number:
    FIL-29-95
  • Main Document Checksum:
    urn:sha256:786154cad59157280ef07d4f34e1cc4a767122551aa3cec61e252f55aa99a5b9
  • Download URL:
  • File Type:
    Filetype[PDF - 964.68 KB ]
ON THIS PAGE
 Found an issue?
Send us an email at:
FDIC Archive documents are authentic reproductions of FDIC publications that reflect the language and context of the time they were published, ensuring authenticity and historical integrity while providing public access and transparency.