Government Securities Sales Practices

Details

• Publisher's site:
  https://www.govinfo.gov/
• Corporate Authors:
  Federal Deposit Insurance Corporation (FDIC)
• Content Notes:
  Cites 60 FR 54530, 61 FR 11655
• Dataset Download URL:
  https://www.govinfo.gov/content/pkg/FR-1996-04-25/pdf/96-9919.pdf
• Format:
  PDF
• Release Date:
  04/25/1996
• Agencies Involved:
  Federal Deposit Insurance Corporation (FDIC) ; Office of the Comptroller of the Currency (OCC) ; Board of Governors of the Federal Reserve System ; U.S. Securities and Exchange Commission (SEC) ; Municipal Securities Rulemaking Board (MSRB)
• Law Involved:
  Government Securities Act Amendments of 1993 ; Securities Exchange Act of 1934 ; Regulatory Flexibility Act (RFA) ; Paperwork Reduction Act of 1995 ; Unfunded Mandates Reform Act of 1995 ; Investment Advisers Act
• Other Institutions Involved:
  National Association of Securities Dealers (NASD)
• Related Regulation:
  12 CFR Part 13 ; 12 CFR Parts 208, 211 ; 12 CFR 261.8 ; 17 CFR 400.1(d), 401 ; Exec. Order 12866
• Related Legal Case:
  Touche Ross & Co. v. Redington, 442 U.S. 560 (1979)
• Comment Period End Date:
  06/24/1996
• Source:
  FDIC Website/GovInfo
• Federal Register Citation Number:
  61 FR 18470
• CFR Number:
  12 CFR Part 368
• RIN Indentifier:
  RIN 3064-AB66 ; RIN 1557-AB52
• Other Agency Docket IDs:
  Dockett No. 96-09 ; Regulations H and K; Docket No. R-0921
• Main Document Checksum:
  urn:sha256:92095cf99378a6b212313261cd879cec768ce0e9107f05d1cca1b94ab6dae164
• Download URL:
  https://archive.fdic.gov/view/fdic/7753/fdic_7753_DS1.pdf
• File Type:
  [PDF - 151.90 KB ]