Details:

Publisher's site:
https://www.fdic.gov
Corporate Authors:
Federal Deposit Insurance Corporation (FDIC)
Description:
The FDIC is notifying FDIC-supervised banks of the attached joint proposed rulemaking by the Securities and Exchange Commission (SEC) and the Board of Governors of the Federal Reserve System that would implement the statutory exceptions from the definition of "broker" contained in the Gramm-Leach-Bliley Act (GLBA). The proposed regulation was drafted in consultation with the FDIC, the Office of the Comptroller of the Currency, and the Office of Thrift Supervision, and is designed to protect investors in a manner that does not unduly disrupt current bank business practices. Comments are due to the SEC or the Federal Reserve by March 26, 2007.
Subject:
[+]
Fiduciary/Asset Management
Dataset Download URL:
https://www.fdic.gov/news/inactive-financial-institution-letters/2007/fil07008.pdf
Format:
PDF
Release Date:
01/30/2007
Update Date:
03/10/2008
Withdrawn Date:
Not Available
Agencies Involved:
Federal Deposit Insurance Corporation (FDIC);U.S. Securities and Exchange Commission (SEC);Board of Governors of the Federal Reserve System (The Fed);Office of the Comptroller of the Currency (OCC);Office of Thrift Supervision (OTS);
Fdic Employee Involved:
John M. Jackwood;Anthony J. DiMilo;
Law Involved:
Gramm-Leach-Bliley Act (GLBA)
Comment Period End Date:
03/26/2007
Source:
FDIC Website
Memorandum To:
FDIC-Supervised Banks (Commercial and Savings)
FIL Number:
FIL-8-2007
Main Document Checksum:
[+]
urn:sha256:77dbf190783281ca159deff5c3dfb1a0e7b08fe69f880f8f6178a485943c52b3
Download URL:
https://archive.fdic.gov/view/fdic/7352/fdic_7352_DS1.pdf
File Type:

Supporting Files

• Federal Reserve and SEC Proposed Rule [Federal Register, Dec 26, 2006, pages 77522-77550]

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