Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds

Details

• Publisher's site:
  https://www.fdic.gov/|FDIC.gov
• Corporate Authors:
  Federal Deposit Insurance Corporation (FDIC)
• Content Notes:
  Table 1: Broker-Dealer Count, Assets, and Holdings by Affiliation (Pg 46474)
  
  Table 2: SEC-Registered Investment Advisers Advising Private Funds by Fund Type (Pg 46475)
  
  Table 3: The Number and Gross Assets of Private Funds Advised by SEC-Registered Investment Advisers (Pg 46475)
  
  
• Dataset Download URL:
  https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-15525.pdf
• Format:
  PDF
• Release Date:
  07/31/2020
• Update Date:
  09/25/2020
• Agencies Involved:
  Federal Deposit Insurance Corporation (FDIC) ; Office of the Comptroller of the Currency (OCC) ; Board of Governors of the Federal Reserve System (The Fed) ; U.S. Commodity Futures Trading Commission (CFTC) ; U.S. Securities and Exchange Commission (SEC) ; U.S. Small Business Administration (SBA) ; Office of Management and Budget (OMB)
• Law Involved:
  Bank Holding Company Act (BHC Act) ; Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) ; Securities Exchange Act of 1934 ; Federal Reserve Act ; Federal Deposit Insurance Act (FDI Act) ; Community Reinvestment Act (CRA) ; Economic Growth, Regulatory Relief, and Consumer Protection Act (EGRRCPA) ; Paperwork Reduction Act of 1995 (PRA) ; Regulatory Flexibility Act (RFA) ; Gramm-Leach-Bliley Act ; Riegle Community Development and Regulatory Improvement Act (RCDRIA) ; Investment Company Act of 1940 ; Tax Cuts and Jobs Act ; Investment Advisers Act ; Unfunded Mandates Reform Act of 1995 (UMRA) ; RBIC Advisers Relief Act of 2018
• Related Regulation:
  12 CFR Part 44 ; 12 CFR Part 248 ; 17 CFR Part 75 ; 17 CFR Part 255 ; 12 CFR Part 223
• Source:
  FDIC Website/GovInfo
• Effective Date:
  10/01/2020
• Federal Register Citation Number:
  85 FR 46422
• CFR Number:
  12 CFR Part 351
• RIN Indentifier:
  RIN 3064–AF17
• Other Agency Docket IDs:
  Docket No. OCC–2020–0002 ; Docket No. R–1694 ; Release No. BHCA–9; File No. S7–02–20
• Main Document Checksum:
  urn:sha-512:f785670affb40820c3ffb3898befd782a074729f65a1ef998a3e4f69499fa7efbae5b1ddd96e40294696691679872a40d599a989868f02445393c12c18956c43
• Download URL:
  https://archive.fdic.gov/view/fdic/13988/fdic_13988_DS1.pdf
• File Type:
  [PDF - 733.74 KB ]