Details:

Publisher's site:
https://www.fdic.gov/|FDIC.gov
Corporate Authors:
Federal Deposit Insurance Corporation (FDIC)
Content Notes:
Table 1: Broker-Dealer Count, Assets, and Holdings by Affiliation (Pg 46474)

Table 2: SEC-Registered Investment Advisers Advising Private Funds by Fund Type (Pg 46475)

Table 3: The Number and Gross Assets of Private Funds Advised by SEC-Registered Investment Advisers (Pg 46475)


Dataset Download URL:
https://www.govinfo.gov/content/pkg/FR-2020-07-31/pdf/2020-15525.pdf
Format:
PDF
Release Date:
07/31/2020
Update Date:
09/25/2020
Agencies Involved:
Federal Deposit Insurance Corporation (FDIC);Office of the Comptroller of the Currency (OCC);Board of Governors of the Federal Reserve System (The Fed);U.S. Commodity Futures Trading Commission (CFTC);U.S. Securities and Exchange Commission (SEC);U.S. Small Business Administration (SBA);Office of Management and Budget (OMB);
Law Involved:
Bank Holding Company Act (BHC Act);Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act);Securities Exchange Act 0f 1934;Federal Reserve Act;Federal Deposit Insurance Act (FDI Act);Community Reinvestment Act (CRA);Economic Growth, Regulatory Relief, and Consumer Protection Act (EGRRCPA);Paperwork Reduction Act of 1995 (PRA);Regulatory Flexibility Act (RFA);Gramm-Leach-Bliley Act;Riegle Community Development and Regulatory Improvement Act (RCDRIA);Investment Company Act of 1940 (ICA);Tax Cuts and Jobs Act;Investment Advisers Act;Unfunded Mandates Reform Act of 1995 (UMRA);RBIC Advisers Relief Act of 2018;
Related Regulation:
12 CFR Part 44;12 CFR Part 248;17 CFR Part 75;17 CFR Part 255;12 CFR Part 223;
Source:
FDIC Website/GovInfo
Effective Date:
10/01/2020
Federal Register Citation Number:
85 FR 46422
CFR Number:
12 CFR Part 351
RIN Indentifier:
RIN 3064–AF17
Other Agency Docket IDs:
Docket No. OCC–2020–0002;Docket No. R–1694;Release No. BHCA–9; File No. S7–02–20;
Main Document Checksum:
[+]
urn:sha256:dbd51138a7699b7b0c75aefe1931b8a6659b55adf5eabf1749e1741e0977eb43
Download URL:
https://archive.fdic.gov/view/fdic/13988/fdic_13988_DS1.pdf
File Type:

Supporting Files

• No Additional Files

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