55260 Federal Register / Vol. 81, No. 160 / Thursday, August 18, 2016 / Notices
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
FEDERAL RESERVE SYSTEM
FEDERAL DEPOSIT INSURANCE
CORPORATION
Agency Information Collection
Activities: Submission for OMB
Review; Joint Comment Request
AGENCY: Office of the Comptroller of the
Currency (OCC), Treasury; Board of
Governors of the Federal Reserve
System (Board); and Federal Deposit
Insurance Corporation (FDIC).
ACTION: Notice of information
collections to be submitted to Office of
Management and Budget (OMB) for
review and approval under the
Paperwork Reduction Act of 1995
(PRA).
SUMMARY: In accordance with the
requirements of the PRA (44 U.S.C.
chapter 35), the OCC, the Board, and the
FDIC (the agencies) may not conduct or
sponsor, and the respondent is not
required to respond to, an information
collection unless it displays a currently
valid OMB control number.
On April 18, 2016, the agencies,
under the auspices of the Federal
Financial Institutions Examination
Council (FFIEC), published a notice in
the Federal Register (81 FR 22702) to
request public comment on a proposal
to extend, with revision, the Regulatory
Capital Reporting for Institutions
Subject to the Advanced Capital
Adequacy Framework (FFIEC 101),
which is a currently approved
information collection. On April 27,
2016, the agencies published a
correction of the April 18 notice in the
Federal Register (81 FR 24940). The
agencies proposed to collect
supplementary leverage ratio (SLR) data
in new SLR Tables 1 and 2 of FFIEC 101
Schedule A from all banking
organizations subject to the advanced
approaches risk-based capital rule
(generally, banking organizations with
$250 billion or more in total
consolidated assets or $10 billion or
more in on-balance sheet foreign
exposures) (advanced approaches
banking organizations), unless the
advanced approaches banking
organization is (i) a consolidated
subsidiary of a bank holding company
(BHC), savings and loan holding
company (SLHC), or depository
institution that is subject to the
disclosure requirements in Table 13 of
section 173 of the advanced approaches
risk-based capital rule (advanced
approaches rule), or (ii) a subsidiary of
a non-U.S. banking organization that is
subject to comparable public disclosure
requirements in its home jurisdiction.
Advanced approaches banking
organizations would begin reporting the
proposed SLR data items in FFIEC 101
Schedule A, SLR Tables 1 and 2,
effective with the September 30, 2016,
reporting date.
Separately, the proposed collection of
SLR data in SLR Tables 1 and 2 of
FFIEC 101 Schedule A would apply to
any U.S. intermediate holding
companies (IHCs) formed or designated
for purposes of compliance with the
Board’s Regulation YY (12 CFR 252.153)
that are advanced approaches banking
organizations, effective with the March
31, 2018, reporting date (advanced
approaches IHC). Any subsidiary BHC
controlled by a foreign banking
organization (FBO) that was subject to
the SLR requirements prior to the
formation of an IHC would complete
FFIEC 101 Schedule A, SLR Tables 1
and 2, through the December 31, 2017,
reporting date.
In addition, the agencies proposed
that an advanced approaches banking
organization should provide its Legal
Entity Identifier (LEI) on the cover page
of the report beginning September 30,
2016, only if the organization already
has an LEI.
The comment period for this proposal
expired on June 27, 2016. The agencies
did not receive any comments
addressing the proposed changes and
are now submitting requests to OMB for
review and approval of the extension,
with revision, of the FFIEC 101. As had
been proposed, these reporting changes
would take effect as of the September
30, 2016, or the March 31, 2018, report
date, as applicable.
DATES: Comments must be submitted on
or before September 19, 2016.
ADDRESSES: Interested parties are
invited to submit written comments to
any or all of the agencies. All comments,
which should refer to the OMB control
numbers, will be shared among the
agencies.
OCC: Because paper mail in the
Washington, DC area and at the OCC is
subject to delay, commenters are
encouraged to submit comments by
email, if possible, to prainfo@
occ.treas.gov. Alternatively, comments
may be sent to: Legislative and
Regulatory Activities Division, Office of
the Comptroller of the Currency,
Attention ‘‘1557–0239, FFIEC 101,’’ 400
7th Street SW., Suite 3E–218, Mail Stop
9W–11, Washington, DC 20219. In
addition, comments may be sent by fax
to (571) 465–4326.
You may personally inspect and
photocopy comments at the OCC, 400
7th Street SW., Washington, DC 20219.
For security reasons, the OCC requires
that visitors make an appointment to
inspect comments. You may do so by
calling (202) 649–6700 or, for persons
who are deaf or hard of hearing, TTY,
(202) 649–5597. Upon arrival, visitors
will be required to present valid
government-issued photo identification
and submit to security screening in
order to inspect and photocopy
comments.
All comments received, including
attachments and other supporting
materials, are part of the public record
and subject to public disclosure. Do not
include any information in your
comment or supporting materials that
you consider confidential or
inappropriate for public disclosure.
Board: You may submit comments,
which should refer to ‘‘FFIEC 101,’’ by
any of the following methods:
• Agency Web site: http://
www.federalreserve.gov. Follow the
instructions for submitting comments at:
http://www.federalreserve.gov/
generalinfo/foia/ProposedRegs.cfm.
• Federal eRulemaking Portal: http://
www.regulations.gov. Follow the
instructions for submitting comments.
• Email: regs.comments@
federalreserve.gov. Include reporting
form number in the subject line of the
message.
• FAX: (202) 452–3819 or (202) 452–
3102.
• Mail: Robert DeV. Frierson,
Secretary, Board of Governors of the
Federal Reserve System, 20th Street and
Constitution Avenue NW., Washington,
DC 20551.
All public comments are available
from the Board’s Web site at
www.federalreserve.gov/generalinfo/
foia/ProposedRegs.cfm as submitted,
unless modified for technical reasons.
Accordingly, your comments will not be
edited to remove any identifying or
contact information. Public comments
may also be viewed electronically or in
paper in Room MP–500 of the Board’s
Martin Building (20th and C Streets
NW.) between 9:00 a.m. and 5:00 p.m.
on weekdays.
FDIC: You may submit comments,
which should refer to ‘‘FFIEC 101,’’ by
any of the following methods:
• Agency Web site: https://
www.fdic.gov/regulations/laws/federal/.
Follow the instructions for submitting
comments on the FDIC Web site.
• Federal eRulemaking Portal: http://
www.regulations.gov. Follow the
instructions for submitting comments.
VerDate Sep<11>2014 15:05 Aug 17, 2016 Jkt 238001 PO 00000 Frm 00091 Fmt 4703 Sfmt 4703 E:\FR\FM\18AUN1.SGM 18AUN1
rmajette on DSK2TPTVN1PROD with NOTICES
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
FEDERAL RESERVE SYSTEM
FEDERAL DEPOSIT INSURANCE
CORPORATION
Agency Information Collection
Activities: Submission for OMB
Review; Joint Comment Request
AGENCY: Office of the Comptroller of the
Currency (OCC), Treasury; Board of
Governors of the Federal Reserve
System (Board); and Federal Deposit
Insurance Corporation (FDIC).
ACTION: Notice of information
collections to be submitted to Office of
Management and Budget (OMB) for
review and approval under the
Paperwork Reduction Act of 1995
(PRA).
SUMMARY: In accordance with the
requirements of the PRA (44 U.S.C.
chapter 35), the OCC, the Board, and the
FDIC (the agencies) may not conduct or
sponsor, and the respondent is not
required to respond to, an information
collection unless it displays a currently
valid OMB control number.
On April 18, 2016, the agencies,
under the auspices of the Federal
Financial Institutions Examination
Council (FFIEC), published a notice in
the Federal Register (81 FR 22702) to
request public comment on a proposal
to extend, with revision, the Regulatory
Capital Reporting for Institutions
Subject to the Advanced Capital
Adequacy Framework (FFIEC 101),
which is a currently approved
information collection. On April 27,
2016, the agencies published a
correction of the April 18 notice in the
Federal Register (81 FR 24940). The
agencies proposed to collect
supplementary leverage ratio (SLR) data
in new SLR Tables 1 and 2 of FFIEC 101
Schedule A from all banking
organizations subject to the advanced
approaches risk-based capital rule
(generally, banking organizations with
$250 billion or more in total
consolidated assets or $10 billion or
more in on-balance sheet foreign
exposures) (advanced approaches
banking organizations), unless the
advanced approaches banking
organization is (i) a consolidated
subsidiary of a bank holding company
(BHC), savings and loan holding
company (SLHC), or depository
institution that is subject to the
disclosure requirements in Table 13 of
section 173 of the advanced approaches
risk-based capital rule (advanced
approaches rule), or (ii) a subsidiary of
a non-U.S. banking organization that is
subject to comparable public disclosure
requirements in its home jurisdiction.
Advanced approaches banking
organizations would begin reporting the
proposed SLR data items in FFIEC 101
Schedule A, SLR Tables 1 and 2,
effective with the September 30, 2016,
reporting date.
Separately, the proposed collection of
SLR data in SLR Tables 1 and 2 of
FFIEC 101 Schedule A would apply to
any U.S. intermediate holding
companies (IHCs) formed or designated
for purposes of compliance with the
Board’s Regulation YY (12 CFR 252.153)
that are advanced approaches banking
organizations, effective with the March
31, 2018, reporting date (advanced
approaches IHC). Any subsidiary BHC
controlled by a foreign banking
organization (FBO) that was subject to
the SLR requirements prior to the
formation of an IHC would complete
FFIEC 101 Schedule A, SLR Tables 1
and 2, through the December 31, 2017,
reporting date.
In addition, the agencies proposed
that an advanced approaches banking
organization should provide its Legal
Entity Identifier (LEI) on the cover page
of the report beginning September 30,
2016, only if the organization already
has an LEI.
The comment period for this proposal
expired on June 27, 2016. The agencies
did not receive any comments
addressing the proposed changes and
are now submitting requests to OMB for
review and approval of the extension,
with revision, of the FFIEC 101. As had
been proposed, these reporting changes
would take effect as of the September
30, 2016, or the March 31, 2018, report
date, as applicable.
DATES: Comments must be submitted on
or before September 19, 2016.
ADDRESSES: Interested parties are
invited to submit written comments to
any or all of the agencies. All comments,
which should refer to the OMB control
numbers, will be shared among the
agencies.
OCC: Because paper mail in the
Washington, DC area and at the OCC is
subject to delay, commenters are
encouraged to submit comments by
email, if possible, to prainfo@
occ.treas.gov. Alternatively, comments
may be sent to: Legislative and
Regulatory Activities Division, Office of
the Comptroller of the Currency,
Attention ‘‘1557–0239, FFIEC 101,’’ 400
7th Street SW., Suite 3E–218, Mail Stop
9W–11, Washington, DC 20219. In
addition, comments may be sent by fax
to (571) 465–4326.
You may personally inspect and
photocopy comments at the OCC, 400
7th Street SW., Washington, DC 20219.
For security reasons, the OCC requires
that visitors make an appointment to
inspect comments. You may do so by
calling (202) 649–6700 or, for persons
who are deaf or hard of hearing, TTY,
(202) 649–5597. Upon arrival, visitors
will be required to present valid
government-issued photo identification
and submit to security screening in
order to inspect and photocopy
comments.
All comments received, including
attachments and other supporting
materials, are part of the public record
and subject to public disclosure. Do not
include any information in your
comment or supporting materials that
you consider confidential or
inappropriate for public disclosure.
Board: You may submit comments,
which should refer to ‘‘FFIEC 101,’’ by
any of the following methods:
• Agency Web site: http://
www.federalreserve.gov. Follow the
instructions for submitting comments at:
http://www.federalreserve.gov/
generalinfo/foia/ProposedRegs.cfm.
• Federal eRulemaking Portal: http://
www.regulations.gov. Follow the
instructions for submitting comments.
• Email: regs.comments@
federalreserve.gov. Include reporting
form number in the subject line of the
message.
• FAX: (202) 452–3819 or (202) 452–
3102.
• Mail: Robert DeV. Frierson,
Secretary, Board of Governors of the
Federal Reserve System, 20th Street and
Constitution Avenue NW., Washington,
DC 20551.
All public comments are available
from the Board’s Web site at
www.federalreserve.gov/generalinfo/
foia/ProposedRegs.cfm as submitted,
unless modified for technical reasons.
Accordingly, your comments will not be
edited to remove any identifying or
contact information. Public comments
may also be viewed electronically or in
paper in Room MP–500 of the Board’s
Martin Building (20th and C Streets
NW.) between 9:00 a.m. and 5:00 p.m.
on weekdays.
FDIC: You may submit comments,
which should refer to ‘‘FFIEC 101,’’ by
any of the following methods:
• Agency Web site: https://
www.fdic.gov/regulations/laws/federal/.
Follow the instructions for submitting
comments on the FDIC Web site.
• Federal eRulemaking Portal: http://
www.regulations.gov. Follow the
instructions for submitting comments.
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rmajette on DSK2TPTVN1PROD with NOTICES
55261Federal Register / Vol. 81, No. 160 / Thursday, August 18, 2016 / Notices
1 81 FR 22702 (April 18, 2016).
2 81 FR 24940 (April 27, 2016).
3 See Basel Committee on Banking Supervision,
Basel III leverage ratio framework and disclosure
requirements; pages 11–12; available at http://
www.bis.org/publ/bcbs270.pdf.
• Email: comments@FDIC.gov.
Include ‘‘FFIEC 101’’ in the subject line
of the message.
• Mail: Manuel E. Cabeza, Counsel,
Attn: Comments, Room MB–3105,
Federal Deposit Insurance Corporation,
550 17th Street NW., Washington, DC
20429.
• Hand Delivery: Comments may be
hand delivered to the guard station at
the rear of the 550 17th Street Building
(located on F Street) on business days
between 7:00 a.m. and 5:00 p.m.
Public Inspection: All comments
received will be posted without change
to https://www.fdic.gov/regulations/
laws/federal/ including any personal
information provided. Paper copies of
public comments may be requested from
the FDIC Public Information Center by
telephone at (877) 275–3342 or (703)
562–2200.
Additionally, commenters may send a
copy of their comments to the OMB
desk officer for the agencies by mail to
the Office of Information and Regulatory
Affairs, U.S. Office of Management and
Budget, New Executive Office Building,
Room 10235, 725 17th Street NW.,
Washington, DC 20503; by fax to (202)
395–6974; or by email to oira_
submission@omb.eop.gov.
FOR FURTHER INFORMATION CONTACT: For
further information about the proposed
revisions to the FFIEC 101 discussed in
this notice, please contact any of the
agency staff whose names appear below.
In addition, copies of the FFIEC 101
form and instructions can be obtained at
the FFIEC’s Web site (http://
www.ffiec.gov/ffiec_report_forms.htm).
OCC: Shaquita Merritt, OCC Clearance
Officer, (202) 649–5490, or for persons
who are deaf or hard of hearing, TTY,
(202) 649–5597, Legislative and
Regulatory Activities Division, Office of
the Comptroller of the Currency, 400 7th
Street SW., Washington, DC 20219.
Board: Nuha Elmaghrabi, Federal
Reserve Board Clearance Officer, (202)
452–3829, Office of the Chief Data
Officer, Board of Governors of the
Federal Reserve System, Washington,
DC 20551. Telecommunications Device
for the Deaf (TDD) users may contact
(202) 263–4869.
FDIC: Manuel E. Cabeza, Counsel,
(202) 898–3767, Legal Division, Federal
Deposit Insurance Corporation, 550 17th
Street NW., Washington, DC 20429.
SUPPLEMENTARY INFORMATION: The
agencies are proposing to extend for
three years, with revision, the FFIEC
101, which is currently an approved
collection of information for each
agency.
Report Title: Regulatory Capital
Reporting for Institutions Subject to the
Advanced Capital Adequacy
Framework.
Form Number: FFIEC 101.
Frequency of Response: Quarterly.
Affected Public: Business or other for-
profit.
OCC
OMB Control No.: 1557–0239.
Estimated Number of Respondents: 20
national banks and federal savings
associations.
Estimated Burden per Response: 674
burden hours per quarter to file.
Estimated Total Annual Burden:
53,920 burden hours to file.
Board
OMB Control No.: 7100–0319.
Estimated Number of Respondents: 6
state member banks; 16 bank holding
companies and savings and loan
holding companies; and 6 intermediate
holding companies.
Estimated Burden per Response: 674
burden hours per quarter for state
member banks to file, 677 burden hours
per quarter for bank holding companies
and savings and loan holding
companies to file; 3 burden hours per
quarter for intermediate holding
companies to file; and 300 burden hours
for intermediate holding companies’
one-time implementation.
Estimated Total Annual Burden:
16,176 burden hours for state member
banks to file; 43,328 burden hours for
bank holding companies and savings
and loan holding companies to file; 72
burden hours for intermediate holding
companies to file; 1,800 burden hours
for intermediate holding companies’
one-time implementation.
FDIC
OMB Control No.: 3064–0159.
Estimated Number of Respondents: 2
insured state nonmember banks and
state savings associations.
Estimated Burden per Response: 674
burden hours per quarter to file.
Estimated Total Annual Burden:
5,392 burden hours to file.
Type of Review: Revision and
extension of currently approved
collections.
General Description of Reports
Each advanced approaches banking
organization is required to file quarterly
regulatory capital data on the FFIEC’s
Regulatory Capital Reporting for
Institutions Subject to the Advanced
Capital Adequacy Framework (FFIEC
101). The FFIEC 101 information
collection is mandatory for institutions
subject to the advanced approaches risk-
based capital rule: 12 U.S.C. 161
(national banks), 12 U.S.C. 324 (state
member banks), 12 U.S.C. 1844(c) (bank
holding companies), 12 U.S.C. 1467a(b)
(savings and loan holding companies),
12 U.S.C. 1817 (insured state
nonmember commercial and savings
banks), 12 U.S.C. 1464 (savings
associations), and 12 U.S.C. 1844(c),
3106, and 3108 (intermediate holding
companies).
Abstract
The agencies use the FFIEC 101 data
submitted by advanced approaches
banking organizations to assess and
monitor the levels and components of
each reporting entity’s capital
requirements and the adequacy of the
entity’s capital under the Advanced
Capital Adequacy Framework; to
evaluate the impact and competitive
implications of the Advanced Capital
Adequacy Framework on individual
reporting entities and on an industry-
wide basis; and to supplement on-site
examination processes. The reporting
schedules also assist advanced
approaches banking organizations in
understanding expectations around the
system development necessary for
implementation and validation of the
Advanced Capital Adequacy
Framework. Submitted data that are
released publicly will also provide other
interested parties with information
about advanced approaches banking
organizations’ regulatory capital.
Current Actions
On April 18, 2016, the agencies
requested comment on proposed
revisions to the FFIEC 101 reporting
requirements (April 2016 proposal).1 On
April 27, 2016, the agencies published
a correction of the April 18 notice.2
These proposed revisions included two
new tables that would be added to
FFIEC 101 Schedule A to collect
information related to the agencies’ SLR
disclosures required in Table 13 of
section 173 of the advanced approaches
rule. SLR Tables 1 and 2 would replace
existing items 91 through 98 of FFIEC
101 Schedule A, and generally would be
aligned with the international leverage
ratio common disclosure template that
was adopted by the Basel Committee on
Banking Supervision in January 2014
(international leverage ratio common
disclosure template).3 In addition, the
agencies proposed that an advanced
approaches banking organization should
provide its LEI on the cover page of the
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rmajette on DSK2TPTVN1PROD with NOTICES
1 81 FR 22702 (April 18, 2016).
2 81 FR 24940 (April 27, 2016).
3 See Basel Committee on Banking Supervision,
Basel III leverage ratio framework and disclosure
requirements; pages 11–12; available at http://
www.bis.org/publ/bcbs270.pdf.
• Email: comments@FDIC.gov.
Include ‘‘FFIEC 101’’ in the subject line
of the message.
• Mail: Manuel E. Cabeza, Counsel,
Attn: Comments, Room MB–3105,
Federal Deposit Insurance Corporation,
550 17th Street NW., Washington, DC
20429.
• Hand Delivery: Comments may be
hand delivered to the guard station at
the rear of the 550 17th Street Building
(located on F Street) on business days
between 7:00 a.m. and 5:00 p.m.
Public Inspection: All comments
received will be posted without change
to https://www.fdic.gov/regulations/
laws/federal/ including any personal
information provided. Paper copies of
public comments may be requested from
the FDIC Public Information Center by
telephone at (877) 275–3342 or (703)
562–2200.
Additionally, commenters may send a
copy of their comments to the OMB
desk officer for the agencies by mail to
the Office of Information and Regulatory
Affairs, U.S. Office of Management and
Budget, New Executive Office Building,
Room 10235, 725 17th Street NW.,
Washington, DC 20503; by fax to (202)
395–6974; or by email to oira_
submission@omb.eop.gov.
FOR FURTHER INFORMATION CONTACT: For
further information about the proposed
revisions to the FFIEC 101 discussed in
this notice, please contact any of the
agency staff whose names appear below.
In addition, copies of the FFIEC 101
form and instructions can be obtained at
the FFIEC’s Web site (http://
www.ffiec.gov/ffiec_report_forms.htm).
OCC: Shaquita Merritt, OCC Clearance
Officer, (202) 649–5490, or for persons
who are deaf or hard of hearing, TTY,
(202) 649–5597, Legislative and
Regulatory Activities Division, Office of
the Comptroller of the Currency, 400 7th
Street SW., Washington, DC 20219.
Board: Nuha Elmaghrabi, Federal
Reserve Board Clearance Officer, (202)
452–3829, Office of the Chief Data
Officer, Board of Governors of the
Federal Reserve System, Washington,
DC 20551. Telecommunications Device
for the Deaf (TDD) users may contact
(202) 263–4869.
FDIC: Manuel E. Cabeza, Counsel,
(202) 898–3767, Legal Division, Federal
Deposit Insurance Corporation, 550 17th
Street NW., Washington, DC 20429.
SUPPLEMENTARY INFORMATION: The
agencies are proposing to extend for
three years, with revision, the FFIEC
101, which is currently an approved
collection of information for each
agency.
Report Title: Regulatory Capital
Reporting for Institutions Subject to the
Advanced Capital Adequacy
Framework.
Form Number: FFIEC 101.
Frequency of Response: Quarterly.
Affected Public: Business or other for-
profit.
OCC
OMB Control No.: 1557–0239.
Estimated Number of Respondents: 20
national banks and federal savings
associations.
Estimated Burden per Response: 674
burden hours per quarter to file.
Estimated Total Annual Burden:
53,920 burden hours to file.
Board
OMB Control No.: 7100–0319.
Estimated Number of Respondents: 6
state member banks; 16 bank holding
companies and savings and loan
holding companies; and 6 intermediate
holding companies.
Estimated Burden per Response: 674
burden hours per quarter for state
member banks to file, 677 burden hours
per quarter for bank holding companies
and savings and loan holding
companies to file; 3 burden hours per
quarter for intermediate holding
companies to file; and 300 burden hours
for intermediate holding companies’
one-time implementation.
Estimated Total Annual Burden:
16,176 burden hours for state member
banks to file; 43,328 burden hours for
bank holding companies and savings
and loan holding companies to file; 72
burden hours for intermediate holding
companies to file; 1,800 burden hours
for intermediate holding companies’
one-time implementation.
FDIC
OMB Control No.: 3064–0159.
Estimated Number of Respondents: 2
insured state nonmember banks and
state savings associations.
Estimated Burden per Response: 674
burden hours per quarter to file.
Estimated Total Annual Burden:
5,392 burden hours to file.
Type of Review: Revision and
extension of currently approved
collections.
General Description of Reports
Each advanced approaches banking
organization is required to file quarterly
regulatory capital data on the FFIEC’s
Regulatory Capital Reporting for
Institutions Subject to the Advanced
Capital Adequacy Framework (FFIEC
101). The FFIEC 101 information
collection is mandatory for institutions
subject to the advanced approaches risk-
based capital rule: 12 U.S.C. 161
(national banks), 12 U.S.C. 324 (state
member banks), 12 U.S.C. 1844(c) (bank
holding companies), 12 U.S.C. 1467a(b)
(savings and loan holding companies),
12 U.S.C. 1817 (insured state
nonmember commercial and savings
banks), 12 U.S.C. 1464 (savings
associations), and 12 U.S.C. 1844(c),
3106, and 3108 (intermediate holding
companies).
Abstract
The agencies use the FFIEC 101 data
submitted by advanced approaches
banking organizations to assess and
monitor the levels and components of
each reporting entity’s capital
requirements and the adequacy of the
entity’s capital under the Advanced
Capital Adequacy Framework; to
evaluate the impact and competitive
implications of the Advanced Capital
Adequacy Framework on individual
reporting entities and on an industry-
wide basis; and to supplement on-site
examination processes. The reporting
schedules also assist advanced
approaches banking organizations in
understanding expectations around the
system development necessary for
implementation and validation of the
Advanced Capital Adequacy
Framework. Submitted data that are
released publicly will also provide other
interested parties with information
about advanced approaches banking
organizations’ regulatory capital.
Current Actions
On April 18, 2016, the agencies
requested comment on proposed
revisions to the FFIEC 101 reporting
requirements (April 2016 proposal).1 On
April 27, 2016, the agencies published
a correction of the April 18 notice.2
These proposed revisions included two
new tables that would be added to
FFIEC 101 Schedule A to collect
information related to the agencies’ SLR
disclosures required in Table 13 of
section 173 of the advanced approaches
rule. SLR Tables 1 and 2 would replace
existing items 91 through 98 of FFIEC
101 Schedule A, and generally would be
aligned with the international leverage
ratio common disclosure template that
was adopted by the Basel Committee on
Banking Supervision in January 2014
(international leverage ratio common
disclosure template).3 In addition, the
agencies proposed that an advanced
approaches banking organization should
provide its LEI on the cover page of the
VerDate Sep<11>2014 15:05 Aug 17, 2016 Jkt 238001 PO 00000 Frm 00092 Fmt 4703 Sfmt 4703 E:\FR\FM\18AUN1.SGM 18AUN1
rmajette on DSK2TPTVN1PROD with NOTICES