70739Federal Register / Vol. 81, No. 198 / Thursday, October 13, 2016 / Notices
Amtrak requests consideration for
Special Approval of the submitted
alternate standard identified as ‘‘Brakes
Single Car Test LXFB–10–0008’’ for
single car testing of auto carrier cars
used on its Auto Train service between
Lorton, VA, and Sanford, FL. Amtrak
states that its Auto Train has a freight
brake system. Amtrak, however, runs
brake pipe pressure at 110 pounds per
square inch (psi) and not 90 psi like the
freight railroads. Under FRA’s rules,
these cars would need to have a single
car test per 49 CFR 232.305 following
the procedure of Association of
American Railroads’ (AAR) Standard S–
486–04. The 49 CFR 238.311 referenced
procedure of American Public
Transportation Association Standard
SS–M–005–98 does not apply. The
proposed alternate standard, while still
based on AAR S–486–04, incorporates
modifications to the single car test
device and procedures to allow for the
higher 110 psi brake pressure.
A copy of the petition, as well as any
written communications concerning the
petition, is available for review online at
www.regulations.gov and in person at
the U.S. Department of Transportation’s
(DOT) Docket Operations Facility, 1200
New Jersey Avenue SE., W12–140,
Washington, DC 20590. The Docket
Operations Facility is open from 9 a.m.
to 5 p.m., Monday through Friday,
except Federal Holidays.
Interested parties are invited to
participate in these proceedings by
submitting written views, data, or
comments. FRA does not anticipate
scheduling a public hearing in
connection with these proceedings since
the facts do not appear to warrant a
hearing. If any interested party desires
an opportunity for oral comment, they
should notify FRA, in writing, before
the end of the comment period and
specify the basis for their request.
All communications concerning these
proceedings should identify the
appropriate docket number and may be
submitted by any of the following
methods:
• Web site: http://
www.regulations.gov. Follow the online
instructions for submitting comments.
• Fax: 202–493–2251.
• Mail: Docket Operations Facility,
U.S. Department of Transportation, 1200
New Jersey Avenue SE., W12–140,
Washington, DC 20590.
• Hand Delivery: 1200 New Jersey
Avenue SE., Room W12–140,
Washington, DC 20590, between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal Holidays.
Communications received by
November 14, 2016 will be considered
by FRA before final action is taken.
Comments received after that date will
be considered as far as practicable.
Anyone is able to search the
electronic form of any written
communications and comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the document, if
submitted on behalf of an association,
business, labor union, etc.). In
accordance with 5 U.S.C. 553(c), DOT
solicits comments from the public to
better inform its processes. DOT posts
these comments, without edit, including
any personal information the
commenter provides, to
www.regulations.gov, as described in
the system of records notice (DOT/ALL–
14 FDMS), which can be reviewed at
www.dot.gov/privacy. See also https://
www.regulations.gov/privacyNotice for
the privacy notice of regulations.gov.
Issued in Washington, DC, on October 5,
2016.
Karl Alexy,
Director, Office of Safety Analysis.
[FR Doc. 2016–24678 Filed 10–12–16; 8:45 am]
BILLING CODE 4910–06–P
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
FEDERAL RESERVE SYSTEM
FEDERAL DEPOSIT INSURANCE
CORPORATION
Agency Information Collection
Activities: Submission for OMB
Review; Joint Comment Request
AGENCIES: Office of the Comptroller of
the Currency (OCC), Treasury; Board of
Governors of the Federal Reserve
System (Board); and Federal Deposit
Insurance Corporation (FDIC).
ACTION: Notice of information
collections to be submitted to the Office
of Management and Budget (OMB) for
review and approval under the
Paperwork Reduction Act of 1995
(PRA).
SUMMARY: In accordance with the
requirements of the PRA (44 U.S.C.
chapter 35), the OCC, the Board, and the
FDIC (the agencies) may not conduct or
sponsor, and the respondent is not
required to respond to, an information
collection unless it displays a currently
valid OMB control number. On July 5,
2016, the agencies, under the auspices
of the Federal Financial Institutions
Examination Council (FFIEC), requested
public comment for 60 days (81 FR
43605) on a proposal to extend, with
revision, the Market Risk Regulatory
Report for Institutions Subject to the
Market Risk Capital Rule (FFIEC 102),
which is currently an approved
collection of information for each
agency. The comment period for this
notice ended on September 6, 2016. The
agencies did not receive any comments.
The agencies are now submitting a
request to OMB for review and approval
of the extension, with revision, of the
FFIEC 102. The proposed revisions
would take effect December 31, 2016.
DATES: Comments must be submitted on
or before November 14, 2016.
ADDRESSES: Interested parties are
invited to submit written comments to
any or all of the agencies. All comments,
which should refer to the OMB control
numbers, will be shared among the
agencies.
OCC: Because paper mail in the
Washington, DC, area and at the OCC is
subject to delay, commenters are
encouraged to submit comments by
email, if possible, to prainfo@
occ.treas.gov. Alternatively, comments
may be sent to: Legislative and
Regulatory Activities Division, Office of
the Comptroller of the Currency,
Attention: 1557–0325 (FFIEC 102), 400
7th Street SW., Suite 3E–218, Mail Stop
9W–11, Washington, DC 20219. In
addition, comments may be sent by fax
to (571) 465–4326.
You may personally inspect and
photocopy comments at the OCC, 400
7th Street SW., Washington, DC 20219.
For security reasons, the OCC requires
that visitors make an appointment to
inspect comments. You may do so by
calling (202) 649–6700 or for persons
who are deaf or hard of hearing, TTY,
(202) 649–5597. Upon arrival, visitors
will be required to present valid
government-issued photo identification
and to submit to security screening in
order to inspect and photocopy
comments.
All comments received, including
attachments and other supporting
materials, are part of the public record
and subject to public disclosure. Do not
include any information in your
comments or supporting materials that
you consider confidential or
inappropriate for public disclosure.
Board: You may submit comments,
which should refer to ‘‘FFIEC 102,’’ by
any of the following methods:
• Agency Web site: http://
www.federalreserve.gov. Follow the
instructions for submitting comments at:
http://www.federalreserve.gov/apps/
foia/proposedregs.aspx.
• Federal eRulemaking Portal: http://
www.regulations.gov. Follow the
instructions for submitting comments.
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Lhorne on DSK30JT082PROD with NOTICES
Amtrak requests consideration for
Special Approval of the submitted
alternate standard identified as ‘‘Brakes
Single Car Test LXFB–10–0008’’ for
single car testing of auto carrier cars
used on its Auto Train service between
Lorton, VA, and Sanford, FL. Amtrak
states that its Auto Train has a freight
brake system. Amtrak, however, runs
brake pipe pressure at 110 pounds per
square inch (psi) and not 90 psi like the
freight railroads. Under FRA’s rules,
these cars would need to have a single
car test per 49 CFR 232.305 following
the procedure of Association of
American Railroads’ (AAR) Standard S–
486–04. The 49 CFR 238.311 referenced
procedure of American Public
Transportation Association Standard
SS–M–005–98 does not apply. The
proposed alternate standard, while still
based on AAR S–486–04, incorporates
modifications to the single car test
device and procedures to allow for the
higher 110 psi brake pressure.
A copy of the petition, as well as any
written communications concerning the
petition, is available for review online at
www.regulations.gov and in person at
the U.S. Department of Transportation’s
(DOT) Docket Operations Facility, 1200
New Jersey Avenue SE., W12–140,
Washington, DC 20590. The Docket
Operations Facility is open from 9 a.m.
to 5 p.m., Monday through Friday,
except Federal Holidays.
Interested parties are invited to
participate in these proceedings by
submitting written views, data, or
comments. FRA does not anticipate
scheduling a public hearing in
connection with these proceedings since
the facts do not appear to warrant a
hearing. If any interested party desires
an opportunity for oral comment, they
should notify FRA, in writing, before
the end of the comment period and
specify the basis for their request.
All communications concerning these
proceedings should identify the
appropriate docket number and may be
submitted by any of the following
methods:
• Web site: http://
www.regulations.gov. Follow the online
instructions for submitting comments.
• Fax: 202–493–2251.
• Mail: Docket Operations Facility,
U.S. Department of Transportation, 1200
New Jersey Avenue SE., W12–140,
Washington, DC 20590.
• Hand Delivery: 1200 New Jersey
Avenue SE., Room W12–140,
Washington, DC 20590, between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal Holidays.
Communications received by
November 14, 2016 will be considered
by FRA before final action is taken.
Comments received after that date will
be considered as far as practicable.
Anyone is able to search the
electronic form of any written
communications and comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the document, if
submitted on behalf of an association,
business, labor union, etc.). In
accordance with 5 U.S.C. 553(c), DOT
solicits comments from the public to
better inform its processes. DOT posts
these comments, without edit, including
any personal information the
commenter provides, to
www.regulations.gov, as described in
the system of records notice (DOT/ALL–
14 FDMS), which can be reviewed at
www.dot.gov/privacy. See also https://
www.regulations.gov/privacyNotice for
the privacy notice of regulations.gov.
Issued in Washington, DC, on October 5,
2016.
Karl Alexy,
Director, Office of Safety Analysis.
[FR Doc. 2016–24678 Filed 10–12–16; 8:45 am]
BILLING CODE 4910–06–P
DEPARTMENT OF THE TREASURY
Office of the Comptroller of the
Currency
FEDERAL RESERVE SYSTEM
FEDERAL DEPOSIT INSURANCE
CORPORATION
Agency Information Collection
Activities: Submission for OMB
Review; Joint Comment Request
AGENCIES: Office of the Comptroller of
the Currency (OCC), Treasury; Board of
Governors of the Federal Reserve
System (Board); and Federal Deposit
Insurance Corporation (FDIC).
ACTION: Notice of information
collections to be submitted to the Office
of Management and Budget (OMB) for
review and approval under the
Paperwork Reduction Act of 1995
(PRA).
SUMMARY: In accordance with the
requirements of the PRA (44 U.S.C.
chapter 35), the OCC, the Board, and the
FDIC (the agencies) may not conduct or
sponsor, and the respondent is not
required to respond to, an information
collection unless it displays a currently
valid OMB control number. On July 5,
2016, the agencies, under the auspices
of the Federal Financial Institutions
Examination Council (FFIEC), requested
public comment for 60 days (81 FR
43605) on a proposal to extend, with
revision, the Market Risk Regulatory
Report for Institutions Subject to the
Market Risk Capital Rule (FFIEC 102),
which is currently an approved
collection of information for each
agency. The comment period for this
notice ended on September 6, 2016. The
agencies did not receive any comments.
The agencies are now submitting a
request to OMB for review and approval
of the extension, with revision, of the
FFIEC 102. The proposed revisions
would take effect December 31, 2016.
DATES: Comments must be submitted on
or before November 14, 2016.
ADDRESSES: Interested parties are
invited to submit written comments to
any or all of the agencies. All comments,
which should refer to the OMB control
numbers, will be shared among the
agencies.
OCC: Because paper mail in the
Washington, DC, area and at the OCC is
subject to delay, commenters are
encouraged to submit comments by
email, if possible, to prainfo@
occ.treas.gov. Alternatively, comments
may be sent to: Legislative and
Regulatory Activities Division, Office of
the Comptroller of the Currency,
Attention: 1557–0325 (FFIEC 102), 400
7th Street SW., Suite 3E–218, Mail Stop
9W–11, Washington, DC 20219. In
addition, comments may be sent by fax
to (571) 465–4326.
You may personally inspect and
photocopy comments at the OCC, 400
7th Street SW., Washington, DC 20219.
For security reasons, the OCC requires
that visitors make an appointment to
inspect comments. You may do so by
calling (202) 649–6700 or for persons
who are deaf or hard of hearing, TTY,
(202) 649–5597. Upon arrival, visitors
will be required to present valid
government-issued photo identification
and to submit to security screening in
order to inspect and photocopy
comments.
All comments received, including
attachments and other supporting
materials, are part of the public record
and subject to public disclosure. Do not
include any information in your
comments or supporting materials that
you consider confidential or
inappropriate for public disclosure.
Board: You may submit comments,
which should refer to ‘‘FFIEC 102,’’ by
any of the following methods:
• Agency Web site: http://
www.federalreserve.gov. Follow the
instructions for submitting comments at:
http://www.federalreserve.gov/apps/
foia/proposedregs.aspx.
• Federal eRulemaking Portal: http://
www.regulations.gov. Follow the
instructions for submitting comments.
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Lhorne on DSK30JT082PROD with NOTICES
70740 Federal Register / Vol. 81, No. 198 / Thursday, October 13, 2016 / Notices
1 12 CFR 3.201 (OCC); 12 CFR 217.201 (Board);
and 12 CFR 324.201 (FDIC). The market risk capital
rule generally applies to any banking institution
with aggregate trading assets and trading liabilities
equal to (a) 10 percent or more of quarter-end total
assets or (b) $1 billion or more. The statutory
provisions that grant the agencies the authority to
impose capital reporting requirements are 12 U.S.C.
161 (national banks), 12 U.S.C. 324 (state member
banks), 12 U.S.C. 1844(c) (bank holding companies),
12 U.S.C. 1467a(b) (savings and loan holding
companies), 12 U.S.C. 5365 (U.S. intermediate
holding companies), 12 U.S.C. 1817 (insured state
nonmember commercial and savings banks), and 12
U.S.C. 1464 (savings associations).
2 81 FR 43605 (July 5, 2016).
• Email: regs.comments@
federalreserve.gov. Include reporting
form number in the subject line of the
message.
• Fax: (202) 452–3819 or (202) 452–
3102.
• Mail: Robert deV. Frierson,
Secretary, Board of Governors of the
Federal Reserve System, 20th Street and
Constitution Avenue NW., Washington,
DC 20551.
All public comments are available
from the Board’s Web site at http://
www.federalreserve.gov/apps/foia/
proposedregs.aspx as submitted, unless
modified for technical reasons.
Accordingly, your comments will not be
edited to remove any identifying or
contact information. Public comments
may also be viewed electronically or in
paper in Room 3515, 1801 K Street
(between 18th and 19th Streets), NW.,
Washington, DC 20006, between 9:00
a.m. and 5:00 p.m. on weekdays.
FDIC: You may submit comments,
which should refer to ‘‘FFIEC 102,’’ by
any of the following methods:
• Agency Web site: https://
www.fdic.gov/regulations/laws/federal/.
Follow the instructions for submitting
comments on the FDIC Web site.
• Federal eRulemaking Portal: http://
www.regulations.gov. Follow the
instructions for submitting comments.
• Email: comments@FDIC.gov.
Include ‘‘FFIEC 102’’ in the subject line
of the message.
• Mail: Manuel E. Cabeza, Counsel,
Room MB–3007, Attn: Comments,
Federal Deposit Insurance Corporation,
550 17th Street NW., Washington, DC
20429.
• Hand Delivery: Comments may be
hand delivered to the guard station at
the rear of the 550 17th Street Building
(located on F Street) on business days
between 7:00 a.m. and 5:00 p.m.
Public Inspection: All comments
received will be posted without change
to https://www.fdic.gov/regulations/
laws/federal/ including any personal
information provided. Paper copies of
public comments may be requested from
the FDIC Public Information Center by
telephone at (877) 275–3342 or (703)
562–2200.
Additionally, commenters may send a
copy of their comments to the OMB
desk officer for the agencies by mail to
the Office of Information and Regulatory
Affairs, U.S. Office of Management and
Budget, New Executive Office Building,
Room 10235, 725 17th Street NW.,
Washington, DC 20503; by fax to (202)
395–6974; or by email to oira_
submission@omb.eop.gov.
FOR FURTHER INFORMATION CONTACT: For
further information about the revisions
to the FFIEC 102 discussed in this
notice, please contact any of the agency
clearance officers whose names appear
below. In addition, copies of the FFIEC
102 reporting form and instructions are
available on the FFIEC’s Web site
(http://www.ffiec.gov/ffiec_report_
forms.htm).
OCC: Shaquita Merritt, OCC Clearance
Officer, (202) 649–5490, or for persons
who are deaf or hard of hearing, TTY,
(202) 649–5597, Legislative and
Regulatory Activities Division, Office of
the Comptroller of the Currency, 400 7th
Street SW., Washington, DC 20219.
Board: Nuha Elmaghrabi, Federal
Reserve Board Clearance Officer, (202)
452–3884, Office of the Chief Data
Officer, Board of Governors of the
Federal Reserve System, 20th and C
Streets NW., Washington, DC 20551.
Telecommunications Device for the Deaf
(TDD) users may call (202) 263–4869.
FDIC: Manuel E. Cabeza, Counsel,
(202) 898–3767, Legal Division, Federal
Deposit Insurance Corporation, 550 17th
Street NW., Washington, DC 20429.
SUPPLEMENTARY INFORMATION: The
agencies are proposing to revise and
extend for three years the FFIEC 102,
which is currently an approved
collection of information for each
agency:
Report Title: Market Risk Regulatory
Report for Institutions Subject to the
Market Risk Capital Rule.
Form Number: FFIEC 102.
Frequency of Response: Quarterly.
Affected Public: Business or other for-
profit.
OCC
OMB Control No.: 1557–0325.
Estimated Number of Respondents: 12
national banks and federal savings
associations.
Estimated Burden per Response: 12
burden hours per quarter to file.
Estimated Total Annual Burden: 576
burden hours to file.
Board
OMB Control No.: 7100–0365.
Estimated Number of Respondents: 31
state member banks, bank holding
companies, savings and loan holding
companies, and intermediate holding
companies.
Estimated Burden per Response: 12
burden hours per quarter to file.
Estimated Total Annual Burden:
1,488 burden hours to file.
FDIC
OMB Control No.: 3064–0199.
Estimated Number of Respondents: 1
insured state nonmember bank or state
savings association.
Estimated Burden per Response: 12
burden hours per quarter to file.
Estimated Total Annual Burden: 48
burden hours to file.
General Description of Report
This quarterly information collection
is mandatory for market risk
institutions, defined for this purpose as
those institutions that are subject to the
market risk capital rule as incorporated
into Subpart F of the agencies’
regulatory capital rules (market risk
institutions).1 All data reported in the
FFIEC 102 are available to the public.
Each market risk institution is required
to file the FFIEC 102 for the agencies’
use in assessing the reasonableness and
accuracy of the institution’s calculation
of its minimum capital requirements
under the market risk capital rule and
in evaluating the institution’s capital in
relation to its risks. Additionally, the
market risk information collected in the
FFIEC 102: (a) Permits the agencies to
monitor the market risk profile of and
evaluate the impact and competitive
implications of the market risk capital
rule on individual market risk
institutions and the industry as a whole;
(b) provides the most current statistical
data available to identify areas of market
risk on which to focus for onsite and
offsite examinations; (c) allows the
agencies to assess and monitor the
levels and components of each reporting
institution’s risk-based capital
requirements for market risk and the
adequacy of the institution’s capital
under the market risk capital rule; and
(d) assists market risk institutions in
validating their implementation of the
market risk framework.
Current Actions
On July 5, 2016, the agencies
published a notice in the Federal
Register 2 and requested comment on a
proposal to revise the FFIEC 102
effective December 31, 2016, to (1) have
a market risk institution provide its
Legal Entity Identifier (LEI) on the
reporting form, only if the institution
already has an LEI, and (2) add U.S.
Intermediate Holding Companies to the
Board’s respondent panel. The comment
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Lhorne on DSK30JT082PROD with NOTICES
1 12 CFR 3.201 (OCC); 12 CFR 217.201 (Board);
and 12 CFR 324.201 (FDIC). The market risk capital
rule generally applies to any banking institution
with aggregate trading assets and trading liabilities
equal to (a) 10 percent or more of quarter-end total
assets or (b) $1 billion or more. The statutory
provisions that grant the agencies the authority to
impose capital reporting requirements are 12 U.S.C.
161 (national banks), 12 U.S.C. 324 (state member
banks), 12 U.S.C. 1844(c) (bank holding companies),
12 U.S.C. 1467a(b) (savings and loan holding
companies), 12 U.S.C. 5365 (U.S. intermediate
holding companies), 12 U.S.C. 1817 (insured state
nonmember commercial and savings banks), and 12
U.S.C. 1464 (savings associations).
2 81 FR 43605 (July 5, 2016).
• Email: regs.comments@
federalreserve.gov. Include reporting
form number in the subject line of the
message.
• Fax: (202) 452–3819 or (202) 452–
3102.
• Mail: Robert deV. Frierson,
Secretary, Board of Governors of the
Federal Reserve System, 20th Street and
Constitution Avenue NW., Washington,
DC 20551.
All public comments are available
from the Board’s Web site at http://
www.federalreserve.gov/apps/foia/
proposedregs.aspx as submitted, unless
modified for technical reasons.
Accordingly, your comments will not be
edited to remove any identifying or
contact information. Public comments
may also be viewed electronically or in
paper in Room 3515, 1801 K Street
(between 18th and 19th Streets), NW.,
Washington, DC 20006, between 9:00
a.m. and 5:00 p.m. on weekdays.
FDIC: You may submit comments,
which should refer to ‘‘FFIEC 102,’’ by
any of the following methods:
• Agency Web site: https://
www.fdic.gov/regulations/laws/federal/.
Follow the instructions for submitting
comments on the FDIC Web site.
• Federal eRulemaking Portal: http://
www.regulations.gov. Follow the
instructions for submitting comments.
• Email: comments@FDIC.gov.
Include ‘‘FFIEC 102’’ in the subject line
of the message.
• Mail: Manuel E. Cabeza, Counsel,
Room MB–3007, Attn: Comments,
Federal Deposit Insurance Corporation,
550 17th Street NW., Washington, DC
20429.
• Hand Delivery: Comments may be
hand delivered to the guard station at
the rear of the 550 17th Street Building
(located on F Street) on business days
between 7:00 a.m. and 5:00 p.m.
Public Inspection: All comments
received will be posted without change
to https://www.fdic.gov/regulations/
laws/federal/ including any personal
information provided. Paper copies of
public comments may be requested from
the FDIC Public Information Center by
telephone at (877) 275–3342 or (703)
562–2200.
Additionally, commenters may send a
copy of their comments to the OMB
desk officer for the agencies by mail to
the Office of Information and Regulatory
Affairs, U.S. Office of Management and
Budget, New Executive Office Building,
Room 10235, 725 17th Street NW.,
Washington, DC 20503; by fax to (202)
395–6974; or by email to oira_
submission@omb.eop.gov.
FOR FURTHER INFORMATION CONTACT: For
further information about the revisions
to the FFIEC 102 discussed in this
notice, please contact any of the agency
clearance officers whose names appear
below. In addition, copies of the FFIEC
102 reporting form and instructions are
available on the FFIEC’s Web site
(http://www.ffiec.gov/ffiec_report_
forms.htm).
OCC: Shaquita Merritt, OCC Clearance
Officer, (202) 649–5490, or for persons
who are deaf or hard of hearing, TTY,
(202) 649–5597, Legislative and
Regulatory Activities Division, Office of
the Comptroller of the Currency, 400 7th
Street SW., Washington, DC 20219.
Board: Nuha Elmaghrabi, Federal
Reserve Board Clearance Officer, (202)
452–3884, Office of the Chief Data
Officer, Board of Governors of the
Federal Reserve System, 20th and C
Streets NW., Washington, DC 20551.
Telecommunications Device for the Deaf
(TDD) users may call (202) 263–4869.
FDIC: Manuel E. Cabeza, Counsel,
(202) 898–3767, Legal Division, Federal
Deposit Insurance Corporation, 550 17th
Street NW., Washington, DC 20429.
SUPPLEMENTARY INFORMATION: The
agencies are proposing to revise and
extend for three years the FFIEC 102,
which is currently an approved
collection of information for each
agency:
Report Title: Market Risk Regulatory
Report for Institutions Subject to the
Market Risk Capital Rule.
Form Number: FFIEC 102.
Frequency of Response: Quarterly.
Affected Public: Business or other for-
profit.
OCC
OMB Control No.: 1557–0325.
Estimated Number of Respondents: 12
national banks and federal savings
associations.
Estimated Burden per Response: 12
burden hours per quarter to file.
Estimated Total Annual Burden: 576
burden hours to file.
Board
OMB Control No.: 7100–0365.
Estimated Number of Respondents: 31
state member banks, bank holding
companies, savings and loan holding
companies, and intermediate holding
companies.
Estimated Burden per Response: 12
burden hours per quarter to file.
Estimated Total Annual Burden:
1,488 burden hours to file.
FDIC
OMB Control No.: 3064–0199.
Estimated Number of Respondents: 1
insured state nonmember bank or state
savings association.
Estimated Burden per Response: 12
burden hours per quarter to file.
Estimated Total Annual Burden: 48
burden hours to file.
General Description of Report
This quarterly information collection
is mandatory for market risk
institutions, defined for this purpose as
those institutions that are subject to the
market risk capital rule as incorporated
into Subpart F of the agencies’
regulatory capital rules (market risk
institutions).1 All data reported in the
FFIEC 102 are available to the public.
Each market risk institution is required
to file the FFIEC 102 for the agencies’
use in assessing the reasonableness and
accuracy of the institution’s calculation
of its minimum capital requirements
under the market risk capital rule and
in evaluating the institution’s capital in
relation to its risks. Additionally, the
market risk information collected in the
FFIEC 102: (a) Permits the agencies to
monitor the market risk profile of and
evaluate the impact and competitive
implications of the market risk capital
rule on individual market risk
institutions and the industry as a whole;
(b) provides the most current statistical
data available to identify areas of market
risk on which to focus for onsite and
offsite examinations; (c) allows the
agencies to assess and monitor the
levels and components of each reporting
institution’s risk-based capital
requirements for market risk and the
adequacy of the institution’s capital
under the market risk capital rule; and
(d) assists market risk institutions in
validating their implementation of the
market risk framework.
Current Actions
On July 5, 2016, the agencies
published a notice in the Federal
Register 2 and requested comment on a
proposal to revise the FFIEC 102
effective December 31, 2016, to (1) have
a market risk institution provide its
Legal Entity Identifier (LEI) on the
reporting form, only if the institution
already has an LEI, and (2) add U.S.
Intermediate Holding Companies to the
Board’s respondent panel. The comment
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