Monday,
December 3, 2001
Part LII
Federal Deposit
Insurance
Corporation
Semiannual Regulatory Agenda
VerDate Nov< 5>2001 12:06 Nov 23, 2001 Jkt 197001 PO 00000 Frm 00001 Fmt 4717 Sfmt 4717 D:\UNIFIED\UAPRESS\UA011052.OUT apps27 PsN: UA011052
December 3, 2001
Part LII
Federal Deposit
Insurance
Corporation
Semiannual Regulatory Agenda
VerDate Nov< 5>2001 12:06 Nov 23, 2001 Jkt 197001 PO 00000 Frm 00001 Fmt 4717 Sfmt 4717 D:\UNIFIED\UAPRESS\UA011052.OUT apps27 PsN: UA011052
62668 Federal Register / Vol. 66, No. 232 / Monday, December 3, 2001 / Unified Agenda
FEDERAL DEPOSIT INSURANCE CORPORATION (FDIC)
FEDERAL DEPOSIT INSURANCE
CORPORATION
12 CFR Ch. III
Semiannual Agenda of Regulations
AGENCY: Federal Deposit Insurance
Corporation.
ACTION: Semiannual regulatory agenda.
SUMMARY: The Federal Deposit
Insurance Corporation (FDIC) is hereby
publishing items for the October 2001
Unified Agenda of Regulatory and
Deregulatory Actions. The agenda
contains information about FDIC’s
current and projected rulemakings,
existing regulations under review, and
completed rulemakings.
FOR FURTHER INFORMATION CONTACT:
Persons identified under regulations
listed in the agenda. Unless otherwise
noted, the address for all FDIC staff
identified in the agenda is Federal
Deposit Insurance Corporation, 550 17th
Street NW., Washington, DC 20429.
SUPPLEMENTARY INFORMATION: Twice
each year, the FDIC publishes an agenda
of regulations to inform the public of its
regulatory actions and to enhance
public participation in the rulemaking
process. Publication of the agenda is in
accordance with the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.).
The FDIC amends its regulations under
the general rulemaking authority
prescribed in section 9 of the Federal
Deposit Insurance Act (12 U.S.C. 1819)
and under specific authority granted by
the Act and other statutes.
A number of the actions identified in
this agenda have been developed to
implement provision of the Gramm-
Leach-Bliley Act, or to implement other
recent statutory mandates. Many of the
FDIC’s regulatory actions are
coordinated with other Federal
regulators of financial institutions,
primarily the Office of the Comptroller
of the Currency (OCC), the Board of
Governors of the Federal Reserve
System (FRS), and the Office of Thrift
Supervision (OTS). In some cases, the
FDIC also coordinates with the National
Credit Union Administration (NCUA).
Interested persons may petition the
FDIC for the issuance, amendment, or
repeal of any regulation by submitting a
written petition to the Executive
Secretary, Federal Deposit Insurance
Corporation, Washington, DC 20429.
Petitioners should include complete and
concise statements of their interest in
the subject matter and reasons why the
petitions should be granted.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
Federal Deposit Insurance Corporation —Prerule Stage
Sequence
Number Title Regulation
Identification
Number
4420 12 CFR 327 Assessments —Assessment Base ........................................................................................................... 3064-AB46
4421 12 CFR 345 Community Reinvestment Act Regulations (Section 610 Review) ........................................................ 3064-AC50
Federal Deposit Insurance Corporation —Proposed Rule Stage
Sequence
Number Title Regulation
Identification
Number
4422 12 CFR 360 Receivership Rules .................................................................................................................................. 3064-AB92
4423 12 CFR 366 Contractor Conflict of Interest .................................................................................................................. 3064-AC29
4424 12 CFR 334 Fair Credit Reporting Act Regulations ..................................................................................................... 3064-AC35
4425 12 CFR 313 Procedures for the Collection of Corporate Debt by Administrative Offset ............................................. 3064-AC40
4426 Brokers and Dealers ..................................................................................................................................................... 3064-AC42
4427 12 CFR 330 Deposit Insurance Coverage ................................................................................................................... 3064-AC43
4428 12 CFR 325 Simplified Capital Framework for Noncomplex Financial Institutions ...................................................... 3064-AC44
4429 12 CFR 303 Filing Procedures and Delegations of Authority ...................................................................................... 3064-AC51
Federal Deposit Insurance Corporation —Final Rule Stage
Sequence
Number Title Regulation
Identification
Number
4430 12 CFR 325 Capital Maintenance —Recourse Arrangements and Direct Credit Substitutes ...................................... 3064-AB31
4431 12 CFR 342 Qualification Requirements for the Recommendation or Sale of Certain Securities .............................. 3064-AB85
4432 12 CFR 325 Risk-Based Capital Standards: Claims on Securities Firms ................................................................... 3064-AC17
4433 12 CFR 325 Capital; Leverage and Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Mainte-
nance: Residual Interests in Asset Securitizations or Other Transfers of Financial Assets ....................................... 3064-AC34
4434 12 CFR 369 Prohibition Against Use of Interstate Branches Primarily For Deposit Production ................................. 3064-AC36
4435 12 CFR 325 Risk-Based Capital Guidelines: Market Risk Measure; Securities Borrowing Transactions ................... 3064-AC46
4436 12 CFR 325 Capital; Leverage and Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Mainte-
nance; Nonfinancial Equity Investments ...................................................................................................................... 3064-AC47
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FEDERAL DEPOSIT INSURANCE CORPORATION (FDIC)
FEDERAL DEPOSIT INSURANCE
CORPORATION
12 CFR Ch. III
Semiannual Agenda of Regulations
AGENCY: Federal Deposit Insurance
Corporation.
ACTION: Semiannual regulatory agenda.
SUMMARY: The Federal Deposit
Insurance Corporation (FDIC) is hereby
publishing items for the October 2001
Unified Agenda of Regulatory and
Deregulatory Actions. The agenda
contains information about FDIC’s
current and projected rulemakings,
existing regulations under review, and
completed rulemakings.
FOR FURTHER INFORMATION CONTACT:
Persons identified under regulations
listed in the agenda. Unless otherwise
noted, the address for all FDIC staff
identified in the agenda is Federal
Deposit Insurance Corporation, 550 17th
Street NW., Washington, DC 20429.
SUPPLEMENTARY INFORMATION: Twice
each year, the FDIC publishes an agenda
of regulations to inform the public of its
regulatory actions and to enhance
public participation in the rulemaking
process. Publication of the agenda is in
accordance with the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.).
The FDIC amends its regulations under
the general rulemaking authority
prescribed in section 9 of the Federal
Deposit Insurance Act (12 U.S.C. 1819)
and under specific authority granted by
the Act and other statutes.
A number of the actions identified in
this agenda have been developed to
implement provision of the Gramm-
Leach-Bliley Act, or to implement other
recent statutory mandates. Many of the
FDIC’s regulatory actions are
coordinated with other Federal
regulators of financial institutions,
primarily the Office of the Comptroller
of the Currency (OCC), the Board of
Governors of the Federal Reserve
System (FRS), and the Office of Thrift
Supervision (OTS). In some cases, the
FDIC also coordinates with the National
Credit Union Administration (NCUA).
Interested persons may petition the
FDIC for the issuance, amendment, or
repeal of any regulation by submitting a
written petition to the Executive
Secretary, Federal Deposit Insurance
Corporation, Washington, DC 20429.
Petitioners should include complete and
concise statements of their interest in
the subject matter and reasons why the
petitions should be granted.
Federal Deposit Insurance Corporation.
Robert E. Feldman,
Executive Secretary.
Federal Deposit Insurance Corporation —Prerule Stage
Sequence
Number Title Regulation
Identification
Number
4420 12 CFR 327 Assessments —Assessment Base ........................................................................................................... 3064-AB46
4421 12 CFR 345 Community Reinvestment Act Regulations (Section 610 Review) ........................................................ 3064-AC50
Federal Deposit Insurance Corporation —Proposed Rule Stage
Sequence
Number Title Regulation
Identification
Number
4422 12 CFR 360 Receivership Rules .................................................................................................................................. 3064-AB92
4423 12 CFR 366 Contractor Conflict of Interest .................................................................................................................. 3064-AC29
4424 12 CFR 334 Fair Credit Reporting Act Regulations ..................................................................................................... 3064-AC35
4425 12 CFR 313 Procedures for the Collection of Corporate Debt by Administrative Offset ............................................. 3064-AC40
4426 Brokers and Dealers ..................................................................................................................................................... 3064-AC42
4427 12 CFR 330 Deposit Insurance Coverage ................................................................................................................... 3064-AC43
4428 12 CFR 325 Simplified Capital Framework for Noncomplex Financial Institutions ...................................................... 3064-AC44
4429 12 CFR 303 Filing Procedures and Delegations of Authority ...................................................................................... 3064-AC51
Federal Deposit Insurance Corporation —Final Rule Stage
Sequence
Number Title Regulation
Identification
Number
4430 12 CFR 325 Capital Maintenance —Recourse Arrangements and Direct Credit Substitutes ...................................... 3064-AB31
4431 12 CFR 342 Qualification Requirements for the Recommendation or Sale of Certain Securities .............................. 3064-AB85
4432 12 CFR 325 Risk-Based Capital Standards: Claims on Securities Firms ................................................................... 3064-AC17
4433 12 CFR 325 Capital; Leverage and Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Mainte-
nance: Residual Interests in Asset Securitizations or Other Transfers of Financial Assets ....................................... 3064-AC34
4434 12 CFR 369 Prohibition Against Use of Interstate Branches Primarily For Deposit Production ................................. 3064-AC36
4435 12 CFR 325 Risk-Based Capital Guidelines: Market Risk Measure; Securities Borrowing Transactions ................... 3064-AC46
4436 12 CFR 325 Capital; Leverage and Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Mainte-
nance; Nonfinancial Equity Investments ...................................................................................................................... 3064-AC47
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